Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Daniel Whitney is a financial advisor who has been in the industry since August 6, 2006. Mark is currently registered with Wells Fargo Clearing Services, LLC in Manchester, NH. Mark has a strong background in financial services, having worked previously with Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS Financial Services Inc., and Pruco Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NH
03/24/2022 - Present
Wells Fargo Clearing Services, LLC (MANCHESTER NH)
NH
04/23/2010 - 03/24/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MANCHESTER NH)
NH
08/28/2007 - 04/30/2010
UBS FINANCIAL SERVICES INC. (MANCHESTER NH)
NJ
12/03/1996 - 12/23/1997
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BOTH
Issued 09/11/2007
Series 66 - Uniform Combined State Law Examination
IA
Issued 04/14/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/15/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/26/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/20/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 08/27/2007
Series 7 - General Securities Representative Examination
BC
Issued 11/15/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Mark Whitney is the right advisor for you? Invested Better is here to help.
