Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Daniel Morris is a financial advisor with Raymond James & Associates, Inc. Mark has been in the industry since 1998 and has experience with a variety of financial products and services. Mark has been registered with Raymond James & Associates, Inc. since 2013. Prior to that, Mark worked with Morgan Keegan & Company, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Mark is a licensed securities representative and holds a Series 7, Series 6, and Series 66 license. Mark's areas of expertise include financial planning, portfolio management for individuals and businesses, and pension consulting. Mark holds a Series 7, Series 6, and Series 66 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AR
02/13/2013 - Present
Raymond James & Associates, Inc. (Fayetteville AR)
AR
01/05/2007 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (FAYETTEVILLE AR)
AR
03/02/1999 - 01/09/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ROGERS AR)
KS
09/18/1996 - 12/03/1996
WADDELL & REED, INC. (OVERLAND PARK KS)
BOTH
Issued 03/19/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/15/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/1999
Series 7 - General Securities Representative Examination
BC
Issued 09/17/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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