Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Heeney is a financial advisor with Raymond James & Associates, Inc. in Omaha, NE. He has been in the financial industry since 1980. Mark is a registered representative of Raymond James & Associates, Inc. and is also registered with the state of Nebraska as an Investment Advisor Representative. Mark is a Chartered Financial Consultant and has experience in providing a variety of financial services, including investment management, financial planning, and retirement planning. Prior to Raymond James & Associates, Inc., Mark worked for Wells Fargo Clearing Services, LLC, Morgan Stanley Smith Barney, and Citigroup Global Markets Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NE
04/12/2018 - Present
Raymond James & Associates, Inc. (OMAHA NE)
NE
08/07/2009 - 05/10/2018
WELLS FARGO CLEARING SERVICES, LLC (OMAHA NE)
NE
06/01/2009 - 08/31/2009
MORGAN STANLEY SMITH BARNEY (OMAHA NE)
NE
10/19/2001 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (OMAHA NE)
NJ
02/07/1994 - 10/01/2001
CITISTREET EQUITIES LLC (SOMERSET NJ)
MN
01/26/1990 - 02/07/1994
FORTIS INVESTORS, INC. (OAKDALE MN)
NY
05/13/1980 - 10/10/1989
MONY SECURITIES CORP. (NEW YORK NY)
NY
05/13/1980 - 10/10/1989
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK (NEW YORK NY)
IA
Issued 01/31/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/30/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/15/1994
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/2002
Series 7 - General Securities Representative Examination
BC
Issued 05/06/1980
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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