Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Goldman is a financial professional with over 20 years of experience in the industry. Mark is currently registered with Houlihan Lokey Capital, Inc. in Florida. Mark has previously worked with Deutsche Bank Securities Inc., UBS Securities LLC, Warburg Dillon Read LLC, and Roosevelt & Cross, Incorporated. Mark holds Series 7, 24, 63, 79TO and SIE licenses and is a registered representative in the state of Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
09/04/2007 - Present
Houlihan Lokey Capital, Inc. (MIAMI FL)
NY
09/24/2004 - 06/01/2007
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
10/20/1999 - 09/28/2004
UBS SECURITIES LLC (NEW YORK NY)
NY
05/26/1999 - 06/03/1999
WARBURG DILLON READ LLC (NEW YORK NY)
NY
01/03/1996 - 06/06/1997
ROOSEVELT & CROSS, INCORPORATED (NEW YORK NY)
BC
Issued 07/08/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/19/2012
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/02/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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