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Mark Daniel Ettingoff

J. W. Cole Advisors, Inc.

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About Mark Daniel Ettingoff

Mark Daniel Ettingoff is a financial advisor at J. W. Cole Advisors, Inc. based in Tampa, FL. Mark has been in the financial industry since 2021. Mark has a Series 7, Series 63, and Series 66 license and holds an active registration in Pennsylvania as both a broker-dealer and investment advisor representative. Mark holds the SIE certification. Mark has also worked for Vanguard Marketing Corporation in Malvern, PA, and is a freelance musician.

Firm Information

Mark Ettingoff is currently registered with J. W. Cole Advisors, Inc.. J. W. Cole Advisors, Inc. is an investment advisor headquartered in TAMPA, FL. They manage a total of $5.74 billion in client assets, primarily for high-net-worth individuals and other individuals, as well as corporations and charitable organizations. The firm offers a range of services, including financial planning, portfolio management, and educational seminars. J. W. Cole Advisors, Inc. is a registered investment advisor with the SEC.
J. W. Cole Advisors, Inc.

4301 ANCHOR PLAZA PARKWAY

TAMPA, FL 33634

$5.74B

Assets Under Management

1,682

Total Clients

419

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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hourly & fixed rate consulting

Hourly & fixed rate consulting

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Mark Ettingoff’s Registration & Firm History

FL

10/16/2023 - Present

J. W. Cole Advisors, Inc. (TAMPA FL)

PA

11/03/2021 - 05/09/2023

VANGUARD MARKETING CORPORATION (MALVERN PA)

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Licenses & Designations

BOTH

Issued 08/29/2023

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/15/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/03/2021

Series 7TO - General Securities Representative Examination

BC

Issued 09/27/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mark Daniel Ettingoff.
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