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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Brittan is a financial advisor who has been in the industry since 1983. Mark is currently registered with UBS Financial Services Inc., and is licensed in several states. Mark has previously worked with a number of other firms including CITIGROUP GLOBAL MARKETS INC., Lehman Brothers Inc., PaineWebber Incorporated, and First Mid-America Inc. Mark has passed the Series 3, 7, 31, and SIE exams and is licensed to offer a variety of financial services. Mark also has a Series 63 license which means Mark is licensed to sell securities in Nebraska. Mark is also registered to provide investment advisory services in Nebraska and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NE
04/10/2014 - Present
UBS Financial Services Inc. (OMAHA NE)
NY
07/31/1993 - 06/22/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
11/06/1984 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
10/01/1983 - 12/05/1984
PAINEWEBBER INCORPORATED
NA
09/21/1983 - 12/19/1983
FIRST MID-AMERICA INC.
IA
Issued 05/05/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/06/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 09/17/1983
Series 7 - General Securities Representative Examination
BC
Issued 07/09/1983
Series 3 - National Commodity Futures Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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