Unclaimed
Mark Daniel Applegarth is an active Broker-Dealer Representative with Cetera Advisor Networks LLC, and has been in the industry since 2008. Mark holds the Series 27, SIE and Series 99TO licenses. Mark has previously worked with Brinkers Capital Securities, LLC and Northern Lights Distributors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NE
04/16/2024 - Present
Cetera Advisor Networks LLC (OMAHA NE)
PA
01/21/2021 - 04/12/2024
BRINKER CAPITAL SECURITIES, LLC (BERWYN PA)
NE
01/23/2007 - 11/12/2019
NORTHERN LIGHTS DISTRIBUTORS, LLC (OMAHA NE)
BC
Issued 01/22/2007
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
Active
Inactive
F
FINRA
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