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Mark Daniel Applegarth

Cetera Advisor Networks LLC

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About Mark Daniel Applegarth

Mark Daniel Applegarth is an active Broker-Dealer Representative with Cetera Advisor Networks LLC, and has been in the industry since 2008. Mark holds the Series 27, SIE and Series 99TO licenses. Mark has previously worked with Brinkers Capital Securities, LLC and Northern Lights Distributors, LLC.

Firm Information

Mark Applegarth is currently registered with Cetera Advisor Networks LLC. Cetera Advisor Networks LLC is a Limited Liability Company formed in 2012. The firm is registered with the SEC and in 53 states. It is approved to provide advisory services.

Not reported

Assets Under Management

Not reported

Total Clients

695

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mark Applegarth’s Registration & Firm History

NE

04/16/2024 - Present

Cetera Advisor Networks LLC (OMAHA NE)

PA

01/21/2021 - 04/12/2024

BRINKER CAPITAL SECURITIES, LLC (BERWYN PA)

NE

01/23/2007 - 11/12/2019

NORTHERN LIGHTS DISTRIBUTORS, LLC (OMAHA NE)

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Licenses & Designations

BC

Issued 01/22/2007

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/02/2023

SIE - Securities Industry Essentials Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mark Daniel Applegarth.
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