Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark D. Stauffer is a financial advisor at Wells Fargo Clearing Services, LLC. Mark has been in the financial services industry since 1999. Mark has passed the Series 6, 7, 24, 63 and 65 exams. Mark is registered to provide investment advice in California, Connecticut, Delaware, District of Columbia, Maryland, Michigan, New Jersey, Pennsylvania, and Rhode Island. Mark also holds a Series 24 (General Securities Principal Examination). Mark specializes in providing financial and investment advice to individuals, corporations, and other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
09/14/2023 - Present
Wells Fargo Clearing Services, LLC (FOLSOM PA)
PA
10/05/2015 - 09/15/2023
CITIZENS SECURITIES, INC. (HAVERTOWN PA)
PA
02/02/1999 - 10/16/2015
VANGUARD MARKETING CORPORATION (MALVERN PA)
IA
Issued 11/13/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/23/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/04/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/2004
Series 7 - General Securities Representative Examination
BC
Issued 02/01/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Mark Stauffer is the right advisor for you? Invested Better is here to help.
