Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Permenter is a financial advisor with Ameriprise Financial Services, LLC. Mark has been in the industry since 1987. Mark is registered with the state of Texas and is licensed to offer securities and investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
12/11/2023 - Present
Ameriprise Financial Services, LLC (AUSTIN TX)
TX
03/16/2016 - 12/14/2023
STIFEL, NICOLAUS & COMPANY, INCORPORATED (AUSTIN TX)
TX
11/12/2009 - 03/25/2016
UBS FINANCIAL SERVICES INC. (AUSTIN TX)
TX
06/01/2009 - 11/16/2009
MORGAN STANLEY SMITH BARNEY (AUSTIN TX)
TX
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (AUSTIN TX)
TX
01/15/1993 - 04/02/2007
MORGAN STANLEY DW INC. (AUSTIN TX)
NY
08/25/1989 - 01/18/1993
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
04/15/1989 - 08/25/1989
THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)
NA
09/28/1988 - 04/29/1989
D. H. BLAIR & CO., INC.
NA
11/25/1987 - 09/26/1988
SANDHURST SECURITIES LTD.
NA
05/18/1988 - 07/23/1988
EQUITIES INTERNATIONAL SECURITIES, INC.
NA
01/20/1988 - 05/18/1988
STEVEN ANDREW & COMPANY, INC.
IA
Issued 08/14/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/22/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/04/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/04/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/07/2004
Series 3 - National Commodity Futures Examination
BC
Issued 12/03/1993
Series 31 - Futures Managed Funds Examination
BC
Issued 11/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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