Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Kindberg is a financial advisor at J.p. Morgan Securities LLC. Mark has been in the financial industry since 1993 and has a wide range of experience serving clients in various areas. Mark is registered with the Financial Industry Regulatory Authority (FINRA) and holds multiple licenses and certifications including Series 7, 8, 9, 10, 63, 65, and 66. Mark has also been recognized by the industry for their expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
OH
06/18/2018 - Present
J.p. Morgan Securities LLC (Westerville OH)
MO
06/27/2017 - 09/14/2017
EDWARD JONES (ST. LOUIS MO)
AL
11/16/2007 - 12/18/2009
PROEQUITIES, INC. (BIRMINGHAM AL)
OH
08/17/2006 - 10/26/2007
IFS FUND DISTRIBUTORS, INC. (CINCINNATI OH)
OH
03/12/2003 - 02/04/2006
PPC EQUITIES, INC. (COLUMBUS OH)
TX
02/11/1992 - 09/09/2002
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
VA
12/17/1991 - 02/18/1992
GNA SECURITIES, INC. (GLEN ALLEN VA)
NY
01/08/1991 - 08/30/1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 07/14/2017
Series 66 - Uniform Combined State Law Examination
IA
Issued 12/31/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/15/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/28/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/07/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/22/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/2017
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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