Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Ericson is a financial professional with over 12 years of experience in the industry. Mark is currently registered with Mercer Global Advisors Inc. and has previously worked for Fidelity Brokerage Services LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Mark holds the Series 66, Series 10, Series 9, Series 7 and SIE licenses, as well as the Certified Financial Planner and Chartered Financial Consultant designations. Mark provides advisory services to individuals, businesses, charitable organizations, pension and profit-sharing plans and other trusts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Trust services, estate planning, tax return preparation, consultation
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
06/29/2023 - Present
Mercer Global Advisors Inc. (Walnut Creek CA)
CA
12/09/2019 - 10/28/2022
FIDELITY BROKERAGE SERVICES LLC (LOS GATOS CA)
CA
07/13/2010 - 11/25/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CAMPBELL CA)
OR
10/07/2009 - 06/08/2010
WADDELL & REED, INC. (EUGENE OR)
BOTH
Issued 11/28/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/03/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/14/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/2009
Series 7 - General Securities Representative Examination
Active
Inactive
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