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Mark D Ellingson

Cetera Financial Specialists LLC

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About Mark D Ellingson

Mark D Ellingson is a financial professional with over 20 years of experience in the financial services industry. Mark is currently registered with Cetera Financial Specialists LLC in Rochester, Minnesota. Mark is a Series 6 and Series 63 licensed professional and has passed the SIE exam. Previously, Mark was also registered with CRI Securities, LLC and Securian Financial Services, Inc.

Firm Information

Mark Ellingson is currently registered with Cetera Financial Specialists LLC. Cetera Financial Specialists LLC is a Limited Liability Company formed on October 31, 2012, and is registered in all 50 states plus the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

185

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mark Ellingson’s Registration & Firm History

MN

08/24/2007 - Present

Cetera Financial Specialists LLC (ROCHESTER MN)

MN

08/24/2000 - 06/20/2006

CRI SECURITIES, LLC (ROCHESTER MN)

MN

08/24/2000 - 06/20/2006

SECURIAN FINANCIAL SERVICES, INC. (ROCHESTER MN)

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Licenses & Designations

BC

Issued 10/11/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/23/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mark D Ellingson.
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