Unclaimed
Mark D Ellingson is a financial professional with over 20 years of experience in the financial services industry. Mark is currently registered with Cetera Financial Specialists LLC in Rochester, Minnesota. Mark is a Series 6 and Series 63 licensed professional and has passed the SIE exam. Previously, Mark was also registered with CRI Securities, LLC and Securian Financial Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MN
08/24/2007 - Present
Cetera Financial Specialists LLC (ROCHESTER MN)
MN
08/24/2000 - 06/20/2006
CRI SECURITIES, LLC (ROCHESTER MN)
MN
08/24/2000 - 06/20/2006
SECURIAN FINANCIAL SERVICES, INC. (ROCHESTER MN)
BC
Issued 10/11/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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