Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark D. Douglas is an active investment advisor representative with Cetera Investment Advisers LLC. Mark has been in the financial services industry for over 23 years and has a series 66, SIE and series 7 license. In addition to working with Cetera Investment Advisers LLC, Mark is also an independent insurance agent with Bowman Gaskins Financial Group. Mark has previous experience with Walnut Street Securities, Inc. and Nathan & Lewis Securities, Inc. Mark is registered in the following states: California, District of Columbia, Florida, Idaho, Maryland, North Carolina, Oregon, and Virginia. Mark specializes in providing investment advice to individuals, businesses, corporations, charitable organizations, high-net-worth individuals, pension and profit-sharing plans, and state or municipal government entities.
RICHMOND, VA
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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VA
06/29/2023 - Present
Cetera Investment Advisers LLC (RICHMOND VA)
CA
08/01/2003 - 09/03/2013
WALNUT STREET SECURITIES, INC. (PALM SPRINGS CA)
NY
10/05/2000 - 08/01/2003
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
BOTH
Issued 11/2/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/4/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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