Unclaimed
Mark D Aridgides is a financial advisor with Kestra Investment Services, LLC and Kestra Advisory Services, LLC. Mark is a CERTIFIED FINANCIAL PLANNER™ professional and has been in the financial services industry since June 2002. Mark is registered to provide investment advisory services in Vermont, and brokerage services in Arizona, California, Colorado, Florida, Illinois, Massachusetts, Michigan, New Hampshire, New Jersey, New York, Pennsylvania, Tennessee, Vermont, and Virginia. Mark is licensed to provide investment advisory services for corporations, individuals, high-net-worth individuals, and other entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
VT
04/21/2016 - Present
Kestra Advisory Services, LLC (SOUTH BURLINGTON VT)
VT
08/16/2004 - 10/28/2009
CHITTENDEN SECURITIES, LLC. (BURLINGTON VT)
MO
09/24/2003 - 07/23/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
08/28/2000 - 06/24/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 05/18/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 08/25/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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