Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Curtis Walter is a financial advisor registered with Western International Securities, Inc. and has been in the industry since 1989. Mark is licensed to provide investment advice in Arizona and California. Mark has a broad range of experience in the financial industry, having worked for several firms in the past including J.P. Morgan Securities LLC, Chase Investment Services Corp., WAMU INVESTMENTS, INC., THE DREYFUS SERVICE CORPORATION, ALLIANCE ADVISORY & SECURITIES, INC., GRIFFIN FINANCIAL SERVICES, METLIFE SECURITIES INC., and METROPOLITAN LIFE INSURANCE COMPANY. Mark has a variety of licenses, including Series 6, 7, 63, and 65. Mark specializes in a variety of services including financial planning, pension consulting, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
10/21/2013 - Present
Western International Securities, Inc. (Westlake Village CA)
CA
10/01/2012 - 10/21/2013
J.P. MORGAN SECURITIES LLC (SIMI VALLEY CA)
CA
05/02/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (SIMI VALLEY CA)
CA
03/24/2000 - 05/02/2009
WAMU INVESTMENTS, INC. (SIMI VALLEY CA)
NY
10/15/1997 - 03/21/2000
THE DREYFUS SERVICE CORPORATION (NEW YORK NY)
CA
02/13/1997 - 10/23/1997
ALLIANCE ADVISORY & SECURITIES, INC. (WESTLAKE VILLAGE CA)
NA
09/08/1995 - 01/20/1997
GRIFFIN FINANCIAL SERVICES
MA
06/26/1989 - 09/01/1995
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
06/26/1989 - 09/01/1995
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 02/04/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/27/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/1996
Series 7 - General Securities Representative Examination
BC
Issued 06/23/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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