Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Bennett is a financial professional with over 10 years of experience in the industry. Mark is currently registered with Loop Capital Markets LLC in Saint Louis Park, Minnesota. Mark has previously worked with The Oak Ridge Financial Services Group, Inc. and Maxwell Simon, Inc. Mark holds Series 63, SIE and Series 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Transition management services/equity research services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Negotiated fees for research services
1
2
MN
08/18/2020 - Present
Loop Capital Markets LLC (St. Louis Park MN)
MN
03/15/2016 - 08/17/2020
THE OAK RIDGE FINANCIAL SERVICES GROUP, INC. (GOLDEN VALLEY MN)
MN
05/19/2011 - 03/10/2016
MAXWELL SIMON, INC. (MINNEAPOLIS MN)
BC
Issued 05/27/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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