Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Vivian is a financial advisor registered with Raymond James Financial Services Advisors, Inc.. Mark has been in the financial industry since 1999. Mark offers various financial services, including portfolio management, financial planning, and pension consulting. Mark has offices in Palm Springs, California. Mark is a registered representative of Raymond James Financial Services Advisors, Inc., and an investment advisor representative of Raymond James Financial Services Advisors, Inc. Prior to joining Raymond James, Mark was employed by EDWARD JONES and MERRILL LYNCH. Mark is active in several states including Arizona, California, Florida, Hawaii, Idaho, Indiana, Nevada, North Carolina, Oregon, Tennessee, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
CA
05/07/2018 - Present
Raymond James Financial Services Advisors, Inc. (Palm Springs CA)
CA
12/18/2000 - 04/10/2018
EDWARD JONES (HOLLISTER CA)
NY
11/26/1999 - 12/20/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 12/13/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/24/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/24/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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