Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Conrad Lajoie is a financial advisor registered with Wells Fargo Clearing Services, LLC. Mark has been in the financial services industry since 1994 and has a broad range of experience in providing financial planning and investment management services to individuals, corporations, and charitable organizations. Mark has held licenses with several firms including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Wells Fargo Investments, LLC, and The Advisors Group, Inc. Mark holds a variety of licenses and registrations, including Series 6, 7, 9, 10, 63, 65, and 66, as well as registrations in multiple states. Mark also owns and operates several rental properties.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
08/26/2016 - Present
Wells Fargo Clearing Services, LLC (COLORADO SPRINGS CO)
CO
11/04/2009 - 09/01/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (COLORADO SPRINGS CO)
CO
11/17/2003 - 11/05/2009
WELLS FARGO INVESTMENTS, LLC (COLORADO SPRINGS CO)
MD
12/04/2000 - 10/29/2003
THE ADVISORS GROUP, INC. (BETHESDA MD)
NE
02/18/2000 - 11/30/2000
ALLSTATE FINANCIAL SERVICES, LLC (LINCOLN NE)
AZ
04/18/1996 - 03/01/2000
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
NY
07/29/1994 - 04/09/1996
NEW ENGLAND SECURITIES (NEW YORK NY)
BOTH
Issued 07/05/2012
Series 66 - Uniform Combined State Law Examination
IA
Issued 10/22/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/08/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/17/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/20/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/31/1996
Series 7 - General Securities Representative Examination
BC
Issued 07/28/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Mark Lajoie is the right advisor for you? Invested Better is here to help.
