Unclaimed
Mark Connell McCabe is a financial professional with over 30 years of experience in the industry. Mark currently is a registered representative with A.g.p. / Alliance Global Partners. Prior to joining A.g.p. / Alliance Global Partners, Mark was registered with ZEUS FINANCIAL, LLC. Mark has a broad range of experience in the financial industry, having worked with several firms over the years. Mark is committed to providing personalized financial advice and guidance to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Sub-adviser of pooled investment vehicle charges a performance f
1
2
NY
07/03/2024 - Present
A.g.p. / Alliance Global Partners (New York NY)
NC
07/08/2022 - 07/03/2024
ZEUS FINANCIAL, LLC (Charlotte NC)
FL
07/01/2021 - 07/12/2022
INSPEREX LLC (DELRAY BEACH FL)
NY
10/16/2017 - 07/12/2021
280 SECURITIES LLC (New York NY)
NY
05/22/2014 - 10/24/2017
JANNEY MONTGOMERY SCOTT LLC (NEW YORK NY)
NY
03/13/2012 - 05/08/2014
FIRST SOUTHWEST COMPANY (NEW YORK NY)
NY
09/30/2011 - 03/15/2012
STIFEL, NICOLAUS & COMPANY, INCORPORATED (NEW YORK NY)
NY
09/16/2003 - 11/03/2011
STONE & YOUNGBERG LLC (NEW YORK NY)
NY
01/02/2001 - 09/30/2003
QUICK & REILLY, INC. (NEW YORK NY)
TX
03/02/1999 - 01/02/2001
FLEET SECURITIES, INC. (DALLAS TX)
NY
02/26/1997 - 03/30/1999
BEAR, STEARNS & CO. INC. (NEW YORK NY)
CT
09/19/1994 - 02/01/1997
ADVEST, INC. (HARTFORD CT)
NY
04/23/1986 - 09/20/1994
FLEET SECURITIES INC. (NEW YORK NY)
BC
Issued 04/25/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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