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Mark Connell McCabe

A.g.p. / Alliance Global Partners

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About Mark Connell McCabe

Mark Connell McCabe is a financial professional with over 30 years of experience in the industry. Mark currently is a registered representative with A.g.p. / Alliance Global Partners. Prior to joining A.g.p. / Alliance Global Partners, Mark was registered with ZEUS FINANCIAL, LLC. Mark has a broad range of experience in the financial industry, having worked with several firms over the years. Mark is committed to providing personalized financial advice and guidance to help clients achieve their financial goals.

Firm Information

Mark McCabe is currently registered with A.g.p. / Alliance Global Partners. A.g.p. / Alliance Global Partners is a Limited Liability Company with a main office in Westport, Connecticut, and has been operating since July 2022. The firm has over 238 registered representatives and manages over $1.6 billion in regulatory assets. A.g.p. / Alliance Global Partners provides a variety of advisory services, including financial planning, portfolio management for individuals and businesses, selection of other advisors, and portfolio management for pooled investment vehicles. They cater to a diverse range of clients, including individuals, high-net-worth individuals, businesses, corporations, and charitable organizations.
A.g.p. / Alliance Global Partners

88 POST ROAD WEST

WESTPORT, CT 06880

$1.69B

Assets Under Management

Not reported

Total Clients

175

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Sub-adviser of pooled investment vehicle charges a performance f

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Mark McCabe’s Registration & Firm History

NY

07/03/2024 - Present

A.g.p. / Alliance Global Partners (New York NY)

NC

07/08/2022 - 07/03/2024

ZEUS FINANCIAL, LLC (Charlotte NC)

FL

07/01/2021 - 07/12/2022

INSPEREX LLC (DELRAY BEACH FL)

NY

10/16/2017 - 07/12/2021

280 SECURITIES LLC (New York NY)

NY

05/22/2014 - 10/24/2017

JANNEY MONTGOMERY SCOTT LLC (NEW YORK NY)

NY

03/13/2012 - 05/08/2014

FIRST SOUTHWEST COMPANY (NEW YORK NY)

NY

09/30/2011 - 03/15/2012

STIFEL, NICOLAUS & COMPANY, INCORPORATED (NEW YORK NY)

NY

09/16/2003 - 11/03/2011

STONE & YOUNGBERG LLC (NEW YORK NY)

NY

01/02/2001 - 09/30/2003

QUICK & REILLY, INC. (NEW YORK NY)

TX

03/02/1999 - 01/02/2001

FLEET SECURITIES, INC. (DALLAS TX)

NY

02/26/1997 - 03/30/1999

BEAR, STEARNS & CO. INC. (NEW YORK NY)

CT

09/19/1994 - 02/01/1997

ADVEST, INC. (HARTFORD CT)

NY

04/23/1986 - 09/20/1994

FLEET SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/25/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/19/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Mark Connell McCabe.
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