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Mark Collins

Wells Fargo Securities, LLC

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About Mark Collins

Mark Collins is a financial professional registered with Wells Fargo Securities, LLC. Mark has been in the industry since September 2019. Mark is currently registered with FINRA and has passed the Securities Industry Essentials Exam and the Operations Professional Examination.

Firm Information

Mark Collins is currently registered with Wells Fargo Securities, LLC. Wells Fargo Securities, LLC is a Limited Liability Company formed in March 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

1,325

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mark Collins’s Registration & Firm History

NC

09/27/2019 - Present

Wells Fargo Securities, LLC (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 09/27/2019

Series 99TO - Operations Professional Examination

BC

Issued 06/26/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mark Collins.
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