Unclaimed
Mark Coe Pendergrast is a financial advisor with over 30 years of experience in the industry. Mark is currently registered with Cetera Investment Advisers LLC and has been associated with them since December 2016. Prior to that, Mark was employed with Stephens Inc. for 12 years. Mark is also registered in several states including Arkansas, Florida, Mississippi, Missouri, Tennessee, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TN
12/09/2016 - Present
Cetera Investment Advisers LLC (MEMPHIS TN)
TN
07/23/2004 - 12/07/2016
STEPHENS (MEMPHIS TN)
FL
05/03/1994 - 08/10/2004
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
NJ
09/13/1991 - 05/19/1994
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
MO
10/21/1987 - 09/17/1991
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
BC
Issued 5/28/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/1987
Series 7 - General Securities Representative Examination
BC
Issued 5/26/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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