Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Herring is a financial advisor with Wells Fargo Advisors Financial Network, LLC. He has been in the financial services industry since 1988. Mark has a strong background in investment management and financial planning. He is a Certified Financial Planner and holds Series 7, 9, 10, 63 and 66 licenses. Mark works with individual clients and families, businesses, and institutions. He provides a range of financial services including investment management, financial planning, and retirement planning. Mark is committed to providing his clients with personalized financial advice that meets their individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
01/24/2025 - Present
Wells Fargo Advisors Financial Network, LLC (SHENANDOAH TX)
TX
03/02/2001 - 11/19/2009
UBS FINANCIAL SERVICES INC. (THE WOODLANDS TX)
MO
11/21/1995 - 03/09/2001
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
TX
02/04/1992 - 12/04/1995
BROKERS TRANSACTION SERVICES, INC. (DALLAS TX)
NJ
07/11/1989 - 02/04/1992
THE INVESTMENT CENTER, INC. (BEDMINSTER NJ)
NA
12/23/1986 - 01/01/1988
ISFA CORPORATION
BOTH
Issued 06/20/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/31/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/20/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/19/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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