Unclaimed
Mark Clifford Smith is a registered representative with Cascadia Capital, LLC. Mark has been in the securities industry since 2018 and holds the Series 63, SIE and Series 79 licenses. Mark is registered in Washington. Previously, Mark was employed by D.A. DAVIDSON & CO. Mark has experience in Investment Banking.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
WA
08/27/2019 - Present
Cascadia Capital, LLC (SEATTLE WA)
WA
09/05/2018 - 07/16/2019
D.A. DAVIDSON & CO. (SEATTLE WA)
BC
Issued 09/10/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/05/2018
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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