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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Clayton Fulton is a financial advisor with over 25 years of experience in the industry. Mark has a broad range of experience having worked with Morgan Stanley DW Inc. prior to joining Merrill Lynch, Pierce, Fenner & Smith Inc. in 2005. Mark holds a Series 7, Series 31, Series 63, and Series 65 license and has completed the SIE exam. Mark is registered in 18 states and is active in both the broker-dealer and investment advisor industries. Mark specializes in providing financial advice to individuals, high-net-worth individuals, corporations, and institutional clients. Mark also offers investment management services, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
09/02/2005 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (AUSTIN TX)
NY
03/27/1997 - 09/08/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 04/09/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/26/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/10/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 03/25/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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