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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Clay Sutherland is a financial advisor with over 38 years of experience in the industry. Mark is currently registered with LPL Financial LLC and has been with the firm since August 2017. Prior to joining LPL Financial LLC, Mark was a registered representative with Ameriprise Financial Services, Inc., Raymond James & Associates, Inc. and Robert W. Baird & Co. Incorporated. Mark is a Certified Financial Planner and holds the Series 3, 7, 31 and SIE licenses. Mark is licensed in Arizona, Florida, Illinois, Michigan, Minnesota, North Carolina and Ohio. Mark provides financial planning, portfolio management, and other advisory services to individuals, families, and businesses. Mark is also a registered Investment Advisor Representative and provides investment advisory services in Michigan.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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MI
08/28/2017 - Present
LPL Financial LLC (SOUTHFIELD MI)
MI
08/26/2011 - 08/29/2017
AMERIPRISE FINANCIAL SERVICES, INC. (FARMINGTON HILLS MI)
MI
05/16/2008 - 09/02/2011
RAYMOND JAMES & ASSOCIATES, INC. (FARMINGTON HILLS MI)
MI
09/28/2001 - 06/02/2008
ROBERT W. BAIRD & CO. INCORPORATED (WEST BLOOMFIELD MI)
NY
09/13/1996 - 10/01/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
08/16/1991 - 09/06/1996
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
03/14/1988 - 08/19/1991
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
02/15/1988 - 04/05/1988
SHEARSON LEHMAN HUTTON INC.
NA
10/20/1983 - 02/15/1988
E. F. HUTTON & COMPANY INC
BC
Issued 10/19/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 11/23/1988
Series 3 - National Commodity Futures Examination
BC
Issued 10/15/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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