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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Clay Nixon is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc., with over 28 years of experience in the financial services industry. Mark is registered to provide investment advice in a number of states, including Arizona, California, and Texas. Mark has a strong background in providing financial advice to individuals, corporations, and institutions. Mark's areas of expertise include portfolio management, financial planning, and retirement planning. Prior to joining Merrill Lynch, Mark worked for WELLS FARGO CLEARING SERVICES, LLC, and ARQUE CAPITAL, LTD. Mark holds a variety of professional licenses and certifications, including Series 63, Series 65, Series 7, and Series 8. Mark is committed to providing his clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
01/13/2017 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SCOTTSDALE AZ)
AZ
10/28/2011 - 01/19/2017
WELLS FARGO CLEARING SERVICES, LLC (SCOTTSDALE AZ)
AZ
06/02/2009 - 11/08/2011
ARQUE CAPITAL, LTD. (SCOTTSDALE AZ)
AZ
03/11/1993 - 02/22/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SCOTTSDALE AZ)
BC
Issued 01/27/2011
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/29/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/28/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/09/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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