Unclaimed
Mark Clarence Becker is an investment advisor representative with Kestra Advisory Services, LLC. Mark has been in the industry since 1994 and is licensed to provide investment advice in California. Mark is also a registered representative with Kestra Investment Services, LLC. He specializes in providing financial planning, pension consulting, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
04/19/2016 - Present
Kestra Advisory Services, LLC (SACRAMENTO CA)
CA
02/09/2011 - 03/27/2013
LPL FINANCIAL LLC (SACRAMENTO CA)
CA
05/29/2001 - 02/11/2011
QA3 FINANCIAL CORP. (SACRAMENTO CA)
CA
12/18/1998 - 05/29/2001
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
CA
12/22/1994 - 12/18/1998
ARAGON FINANCIAL SERVICES, INC. (IRVINE CA)
CT
04/23/1996 - 08/19/1998
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
IA
Issued 05/05/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/21/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/07/2000
Series 7 - General Securities Representative Examination
BC
Issued 12/21/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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