Unclaimed
Mark Christopher Woods has been working in the financial industry since 2002. Mark is currently registered with GWN Securities Inc. and has experience with investment companies, insurance companies, charitable organizations, corporations and other businesses, individuals, and high-net-worth individuals. Mark's previous employers include HD Vest Investment Services, Medallion Investment Services, Inc., Long Island Financial Group, Inc., Terra Securities Corporation, and Hochman & Baker Securities, Inc. Mark holds Series 6, SIE, and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
In lieu of hourly fee, ia can charge a flat fee
1
2
RI
06/18/2018 - Present
GWN Securities Inc. (MIDDLETOWN RI)
RI
02/12/2007 - 06/22/2018
HD VEST INVESTMENT SERVICES (MIDDLETOWN RI)
RI
01/06/2006 - 12/31/2006
MEDALLION INVESTMENT SERVICES, INC. (MIDDLETOWN RI)
NY
10/15/2004 - 10/06/2005
LONG ISLAND FINANCIAL GROUP, INC. (ROSLYN NY)
IL
06/30/2004 - 08/24/2004
TERRA SECURITIES CORPORATION (SCHAUMBURG IL)
CT
11/05/2001 - 06/30/2004
HOCHMAN & BAKER SECURITIES, INC. (STAMFORD CT)
BC
Issued 11/07/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/03/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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