Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Christopher Toomey is a financial professional with over 20 years of experience in the securities industry. Mark is currently registered with Galaxy Digital Partners LLC, a broker-dealer firm, and is licensed to operate in New York. Mark has held previous roles at J.P. Morgan Securities LLC and Goldman Sachs & Co. LLC, demonstrating experience in both investment banking and brokerage. Mark holds Series 7, 9, 10, 24, 30, 57TO, 63 and SIE licenses, allowing Mark to provide a wide range of financial services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/12/2021 - Present
Galaxy Digital Partners LLC (New York NY)
NY
09/20/2019 - 03/31/2021
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
12/11/2001 - 08/30/2019
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
BC
Issued 03/11/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/19/2023
Series 24 - General Securities Principal Examination
BC
Issued 08/17/2021
Series 30 - NFA Branch Manager Examination
BC
Issued 08/20/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/03/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/26/2001
Series 3 - National Commodity Futures Examination
BC
Issued 12/08/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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