Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Thumser is a financial professional with over 19 years of experience in the industry. Mark has a broad range of experience, having worked for firms such as J.P. Morgan Securities LLC and BTMU Securities, Inc. He is currently registered with Mufg Securities Americas Inc. as a Registered Representative. Mark is a Series 7, Series 63 and SIE licensed professional. Mark is currently registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/01/2017 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
01/26/2012 - 04/01/2017
BTMU SECURITIES, INC. (New York NY)
NY
10/01/2008 - 01/27/2012
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
04/29/2004 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 05/27/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/28/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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