Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Christopher Spooner is a financial advisor with over 20 years of experience in the financial industry. Mark is a Certified Financial Planner™ professional and has been registered with FINRA since 1990. Mark has previously worked with firms like Securities America, Inc., Investcorp, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated, and is currently registered with Simplicity Wealth. Mark specializes in financial planning, portfolio management for individuals and businesses, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NJ
11/09/2023 - Present
Simplicity Wealth (SUMMIT NJ)
NJ
07/17/2020 - 08/12/2023
SECURITIES AMERICA, INC. (CRANFORD NJ)
NJ
03/18/2016 - 07/17/2020
INVESTACORP, INC. (CRANFORD NJ)
NJ
04/02/2015 - 12/31/2015
NFP ADVISOR SERVICES, LLC (CRANFORD NJ)
NJ
12/12/2008 - 02/02/2009
SIGMA FINANCIAL CORPORATION (ROSELLE NJ)
NJ
12/02/2005 - 11/17/2006
JEFFERSON PILOT SECURITIES CORPORATION (MORRIS PLAINS NJ)
NY
09/03/2003 - 11/17/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
AZ
01/31/1997 - 09/17/2003
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
GA
01/05/1995 - 01/31/1997
KEOGLER, MORGAN & COMPANY, INC. (ATLANTA GA)
NJ
01/03/1991 - 01/12/1995
SUMMIT EQUITIES, INC. (PARSIPPANY NJ)
BC
Issued 04/23/2015
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 10/20/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/14/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/02/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/31/1990
Series 7 - General Securities Representative Examination
Active
Inactive
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