Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Christopher Smith is a financial advisor registered with LPL Financial LLC in Birmingham, Alabama. Mark has been working in the financial industry since 2010 and has a Series 66, Series 7, and SIE licenses. Mark has previously worked with Hancock Whitney Investment Services Inc., BBVA Securities Inc., and BBVA Compass Investment Solutions, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AL
09/16/2022 - Present
LPL Financial LLC (BIRMINGHAM AL)
LA
01/24/2018 - 12/15/2020
HANCOCK WHITNEY INVESTMENT SERVICES INC. (NEW ORLEANS LA)
AL
05/16/2013 - 01/24/2018
BBVA SECURITIES INC. (BIRMINGHAM AL)
AL
04/16/2008 - 05/16/2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC (BIRMINGHAM AL)
BOTH
Issued 08/06/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/15/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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