Unclaimed
Mark Sargent is a financial advisor with over 30 years of experience in the industry. Mark is currently registered with Cetera Advisor Networks LLC in Torrance, California. Mark holds the Series 6 and SIE licenses. Mark has previously been registered with MML Investors Services, LLC and PRUCO Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
08/01/2013 - Present
Cetera Advisor Networks LLC (TORRANCE CA)
CA
10/16/1996 - 04/01/2013
MML INVESTORS SERVICES, LLC (LOS ANGELES CA)
NJ
08/03/1983 - 08/06/1996
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/22/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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