Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Christopher Raffa is a financial advisor with Equity Services, Inc.. Mark is a registered representative in New York, Texas and Florida, with a license as an investment advisor in New York and Texas. Mark has been in the financial industry since December 4, 1990. Prior to joining Equity Services, Inc., Mark worked for MML INVESTORS SERVICES, LLC and MSI FINANCIAL SERVICES, INC.. Mark's areas of specialization include retirement planning, investment advisory services, insurance, and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
08/02/2024 - Present
Equity Services, Inc. (MELVILLE NY)
NY
03/25/2017 - 07/30/2024
MML INVESTORS SERVICES, LLC (Hauppauge NY)
NY
04/23/1992 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (HAUPPAUGE NY)
NY
04/23/1992 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (MELVILLE NY)
NY
09/18/1990 - 02/06/1992
WISE PLANNING CORP. (HICKSVILLE NY)
BC
Issued 09/17/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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