Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Christopher Martis is a financial professional with over 27 years of experience in the industry. Mark is currently registered with Imperial Capital, LLC in Century City, California. Prior to that, Mark was employed at DABNEY/RESNICK/IMPERIAL, LLC. Mark holds licenses for Series 4, 7, 24, 27, 63, 79TO, 99TO and SIE exams. Mark has earned licenses to conduct business in Arkansas, California, Colorado, Florida, Massachusetts, Montana, New York and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
11/04/1997 - Present
Imperial Capital, LLC (LOS ANGELES CA)
CA
08/29/1995 - 12/31/1997
DABNEY/RESNICK/IMPERIAL, LLC (BEVERLY HILLS CA)
BC
Issued 06/16/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/22/2000
Series 4 - Registered Options Principal Examination
BC
Issued 03/31/1997
Series 24 - General Securities Principal Examination
BC
Issued 08/07/1996
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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