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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Christopher Livoti is a financial advisor with UBS Financial Services Inc. Mark Christopher Livoti has been in the industry since June 19, 2008. Mark Christopher Livoti is registered with FINRA and licensed with the state of Maryland as an Investment Advisor Representative. Mark Christopher Livoti is also registered with the state of Maryland as an Investment Advisor Representative. Mark Christopher Livoti has offices located in HUNT VALLEY, Maryland. Mark Christopher Livoti specializes in providing financial advice to individuals and businesses, with a focus on high-net-worth individuals, corporations, and charitable organizations. Mark Christopher Livoti is committed to providing personalized financial planning services, including investment management, retirement planning, and estate planning. Mark Christopher Livoti is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MD
06/13/2022 - Present
UBS Financial Services Inc. (HUNT VALLEY MD)
BOTH
Issued 07/27/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/09/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/01/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/2008
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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