Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Hutchinson is a financial advisor who has been in the industry since 1987. Mark is currently registered with UBS Financial Services Inc. in Illinois and Texas. Mark has previously been registered with Credit Suisse Securities (USA) LLC, Morgan Stanley Smith Barney, Citigroup Global Markets Inc., and Lehman Brothers Inc. Mark specializes in portfolio management for individuals and businesses, as well as financial planning and pension consulting. Mark is also a FINRA arbitrator.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
IL
11/03/2015 - Present
UBS Financial Services Inc. (CHICAGO IL)
IL
05/26/2010 - 12/01/2015
CREDIT SUISSE SECURITIES (USA) LLC (CHICAGO IL)
IL
06/01/2009 - 06/16/2010
MORGAN STANLEY SMITH BARNEY (CHICAGO IL)
IL
11/10/2000 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (CHICAGO IL)
NY
01/21/1987 - 12/13/2000
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 09/10/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/10/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/1987
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Mark Hutchinson is the right advisor for you? Invested Better is here to help.
