Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Hughes is a financial advisor with over 30 years of experience in the financial services industry. Mark is currently registered with Osaic Wealth, Inc. in Virginia and has been an active advisor for several years. Mark has held previous positions with Oppenheimer & Co. Inc., UBS Financial Services Inc., SunTrust Investment Services, Inc., Wachovia Securities, LLC, CIBC World Markets Corp., Salomon Smith Barney Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Mark is committed to providing clients with personalized financial advice and strategies. Mark specializes in financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for both businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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VA
01/24/2025 - Present
Osaic Wealth, Inc. (VIENNA VA)
VA
10/30/2014 - 09/15/2017
OPPENHEIMER & CO. INC. (Vienna VA)
DC
10/12/2007 - 11/07/2014
UBS FINANCIAL SERVICES INC. (WASHINGTON DC)
VA
06/30/2004 - 11/09/2007
SUNTRUST INVESTMENT SERVICES, INC. (SPRINGFIELD VA)
MO
01/23/2002 - 06/21/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
03/26/1999 - 01/23/2002
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
05/01/1995 - 04/05/1999
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
02/18/1993 - 05/09/1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 03/24/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/22/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/20/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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