Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Christopher Gerard is a registered representative with Charles Schwab & CO., Inc. in Rockford, Illinois. Mark has been in the financial services industry for over 24 years. Mark has a strong background in financial planning and investment management. Mark has been a registered representative with Charles Schwab & CO., Inc. since August 2013. Before that, Mark worked for Portfolio Brokerage Services, Inc., B. C. Ziegler and Company, and Kemper Distributors, Inc. Mark is licensed to sell securities in 43 states and has been recognized for expertise in financial planning and portfolio management. Mark also holds a variety of certifications, including the Series 6, 7, 9, 10, 63, and 65. Mark is a member of the Geneva Lake Sailing School and Pheasant Ridge Homeowners Association.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
IL
01/04/2020 - Present
Charles Schwab & CO., Inc. (Rockford IL)
IL
09/28/2001 - 08/06/2013
PORTFOLIO BROKERAGE SERVICES, INC. (CHICAGO IL)
IL
04/26/1999 - 09/18/2001
B. C. ZIEGLER AND COMPANY (CHICAGO IL)
IL
04/28/1998 - 04/13/1999
KEMPER DISTRIBUTORS, INC. (CHICAGO IL)
IA
Issued 06/27/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/11/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/20/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/07/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/31/1998
Series 7 - General Securities Representative Examination
BC
Issued 02/11/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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