Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Christopher Ferriso is a financial advisor with Canaccord Genuity LLC, a firm based in NEW YORK, NY. Mark has been in the financial industry since March 4, 1995, and has held previous roles at firms such as Point Capital Markets, LLC, Lazard Capital Markets LLC, Harris Nesbitt Corp., J.P. Morgan Securities Inc., and Deutsche Bank Securities Inc. Mark has passed several industry exams including Series 7, Series 24, Series 55, Series 57TO and SIE. Mark is registered with the state of New York, New Jersey, and Massachusetts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/26/2012 - Present
Canaccord Genuity LLC (NEW YORK NY)
NY
06/14/2011 - 09/26/2012
CANACCORD GENUITY SECURITIES LLC (NEW YORK NY)
NJ
03/31/2011 - 06/14/2011
POINT CAPITAL MARKETS, LLC (CHATHAM NJ)
NY
05/23/2005 - 03/08/2011
LAZARD CAPITAL MARKETS LLC (NEW YORK NY)
NY
03/05/2002 - 05/20/2005
HARRIS NESBITT CORP. (NEW YORK NY)
NY
05/01/2001 - 02/20/2002
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
02/05/2001 - 05/01/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
02/01/2000 - 02/05/2001
CHASE SECURITIES INC. (NEW YORK NY)
CA
03/12/1999 - 02/01/2000
HAMBRECHT & QUIST LLC (SAN FRANCISCO CA)
NY
03/07/1997 - 03/17/1999
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
01/16/1996 - 02/21/1997
NEEDHAM & COMPANY, INC. (NEW YORK NY)
NJ
04/10/1995 - 01/15/1996
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
SC
11/30/1994 - 02/22/1995
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
BC
Issued 06/02/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/14/2022
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/29/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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