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Mark Christian Matala

Pershing LLC

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About Mark Christian Matala

Mark Matala is a financial advisor with over 20 years of experience in the industry. Mark is currently registered with Pershing LLC in Florida and New Jersey. Mark has passed the Series 7, Series 55, Series 24, Series 52TO, Series 57TO and Series 99TO exams. Mark has experience at Hold Brothers On-Line Investment Services L.L.C. in New York. Mark is a valuable asset to any client looking for financial advice.

Firm Information

Mark Matala is currently registered with Pershing LLC. Pershing LLC is a Limited Liability Company formed in January 2003. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

692

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mark Matala’s Registration & Firm History

FL

12/07/2004 - Present

Pershing LLC (LAKE MARY FL)

NY

04/18/2003 - 12/20/2003

HOLD BROTHERS ON-LINE INVESTMENT SERVICES L.L.C. (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/15/2008

Series 24 - General Securities Principal Examination

BC

Issued 07/28/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/05/2003

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 04/16/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Mark Christian Matala.
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