Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Chenian is an active advisor with over 40 years of experience in the financial industry. Mark has been with UBS Financial Services Inc. since 1992 and is registered with them as a Registered Representative (RA) in California. Mark has experience with a variety of firms in the financial sector, including Savers' Financial Services, Oppenheimer & Co., Inc., Paine, Webber, Jackson & Curtis Inc., and Paine, Webber, Jackson & Curtis Incorporated. Mark has earned several securities licenses, including Series 4, 5, 7, 24, 40, 63, and 65, and has extensive knowledge of the investment industry. Mark's expertise includes working with a variety of clients, including high-net-worth individuals, corporations, and other businesses. Mark is a strong advocate for financial planning and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
07/08/1997 - Present
UBS Financial Services Inc. (BEVERLY HILLS CA)
NA
07/29/1988 - 10/18/1988
SAVERS' FINANCIAL SERVICES
NA
04/11/1983 - 02/19/1985
OPPENHEIMER & CO., INC.
NA
09/12/1978 - 03/31/1983
PAINE, WEBBER, JACKSON & CURTIS INC.
NA
04/14/1976 - 01/31/1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
IA
Issued 08/11/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/21/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/04/1988
Series 24 - General Securities Principal Examination
BC
Issued 11/07/1978
Series 40 - Registered Principal Examination
BC
Issued 09/13/1977
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/1992
Series 7 - General Securities Representative Examination
BC
Issued 11/09/1981
Series 5 - Interest Rate Options Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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