Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Charles Silva has been in the financial services industry since 1992. Mark is currently registered with Raymond James & Associates, Inc. and is licensed in Georgia and Texas. Mark's previous experience includes positions at Prospera Financial Services, Inc., TCA Financial Group, LLC, Sterne Agee Financial Services, Inc., Wachovia Securities, Inc., BT Alex. Brown Incorporated, Alex. Brown & Sons Incorporated, and Paine Webber Incorporated. Mark holds Series 63, 65, 7, 8, 9, 10, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
12/06/2024 - Present
Raymond James & Associates, Inc. (ALPHARETTA GA)
GA
06/28/2013 - 08/18/2022
PROSPERA FINANCIAL SERVICES, INC. (EATONTON GA)
GA
05/03/2011 - 06/28/2013
TCA FINANCIAL GROUP, LLC (EATONTON GA)
GA
02/27/2003 - 05/04/2011
STERNE AGEE FINANCIAL SERVICES, INC. (EATONTON GA)
MO
06/15/2002 - 02/05/2003
WACHOVIA SECURITIES, INC. (ST. LOUIS MO)
NC
02/16/1998 - 06/15/2002
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
MD
09/01/1997 - 03/05/1998
BT ALEX. BROWN INCORPORATED (BALTIMORE MD)
NA
11/21/1994 - 09/01/1997
ALEX. BROWN & SONS INCORPORATED
NJ
05/18/1992 - 12/09/1994
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 08/19/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/18/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/19/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/14/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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