Unclaimed
Mark Seebeck is a financial advisor with over 25 years of experience in the financial services industry. Mark Seebeck is a registered representative of Equitable Advisors, LLC and has held various positions at firms such as MONY Securities Corporation and Trusted Securities Advisors Corp. Mark Seebeck has a Series 6, 7, 63, and 65 license and is currently registered in Arizona, California, Connecticut, Florida, Minnesota, Missouri, Nebraska, New York, North Carolina, Ohio, South Carolina, Texas, and Washington. Mark Seebeck specializes in providing financial advice to individuals, businesses, and families. Mark Seebeck is committed to providing his clients with personalized financial planning and investment management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
11/14/2012 - Present
Equitable Advisors, LLC (HURST TX)
NY
12/03/1996 - 06/01/2005
MONY SECURITIES CORPORATION (NEW YORK NY)
NY
11/08/2001 - 12/02/2003
TRUSTED SECURITIES ADVISORS CORP. (NEW YORK NY)
IA
Issued 03/14/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/08/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/2001
Series 7 - General Securities Representative Examination
BC
Issued 12/02/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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