Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Royal is a financial advisor with over 35 years of experience in the financial services industry. Mark has a strong background in investment advising and insurance, having held positions at various firms throughout his career. Mark is currently a Registered Representative and Investment Advisor Representative with United Planners’ Financial Services of America a Limited Partner. Mark is also a Certified Financial Planner and Chartered Financial Consultant, and has a passion for helping individuals and families achieve their financial goals.
7333 EAST DOUBLETREE RANCH RD, SUITE 120
SCOTTSDALE, AZ 85258
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
02/15/2024 - Present
United Planners' Financial Services OF America A Limited Partner (NEWPORT BEACH CA)
CA
01/12/1999 - 08/03/2009
MUTUAL SERVICE CORPORATION (NEWPORT BEACH CA)
NY
09/21/1989 - 02/04/1999
NEW ENGLAND SECURITIES (NEW YORK NY)
PA
01/11/1988 - 09/09/1989
CIGNA SECURITIES, INC. (RADNOR PA)
IA
Issued 02/09/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/11/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/30/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/09/1995
Series 7 - General Securities Representative Examination
BC
Issued 03/11/1988
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 01/08/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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