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Mark Charles Noel

Lazard Freres & Co. LLC

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About Mark Charles Noel

Mark Charles Noel is a financial advisor with over six years of experience in the industry. Mark is registered with Lazard Freres & Co. LLC. Mark has worked in the industry since 2016 and previously worked with LAZARD MIDDLE MARKET LLC. Mark has passed the Series 63, Series 79, Series 24, and SIE exams. Mark is currently registered in Minnesota.

Firm Information

Mark Noel is currently registered with Lazard Freres & Co. LLC. Lazard Freres & Co. LLC is a Limited Liability Company formed in May 1995. It is registered in all 50 states and the District of Columbia, as well as with the SEC. The firm has been involved in 14 regulatory events and 2 civil events.

Not reported

Assets Under Management

Not reported

Total Clients

256

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mark Noel’s Registration & Firm History

MN

03/31/2022 - Present

Lazard Freres & Co. LLC (MINNEAPOLIS MN)

MN

09/07/2016 - 03/31/2022

LAZARD MIDDLE MARKET LLC (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 06/27/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/16/2023

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/07/2016

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mark Charles Noel.
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