Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Charles Niemi is an active financial advisor in the state of Washington and Texas. Mark has been in the financial industry since 1983 and has experience with a variety of firms, including KMS Financial Services, Inc., Source Securities, Inc., and Symons Group, Ltd. Currently, Mark works with Osaic Wealth, Inc. and Osaic Advisory Services, LLC. Mark offers financial planning, pension consulting, educational seminars, and portfolio management services to individuals, businesses, and investment companies. He is also able to select other advisors for his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
WA
06/14/2024 - Present
Osaic Wealth, Inc. (MAPLE VALLEY WA)
WA
11/06/2020 - 06/14/2024
SECURITIES AMERICA, INC. (MAPLE VALLEY WA)
WA
01/19/1989 - 11/06/2020
KMS FINANCIAL SERVICES, INC. (MAPLE VALLEY WA)
NA
03/21/1984 - 01/28/1989
SOURCE SECURITIES, INC.
NA
06/15/1983 - 01/19/1984
SYMON GROUP, LTD.
BOTH
Issued 07/14/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/30/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/22/1986
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/1983
Series 7 - General Securities Representative Examination
BC
Issued 06/14/1983
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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