Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Charles Marotta is a financial advisor with over 40 years of experience in the industry. Mark is currently registered with Raymond James & Associates, Inc. and has previously worked with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Glen Rauch Securities, Inc. and Gabriele, Hueglin & Cashman Inc.. Mark has a wide range of experience and holds Series 7, Series 52, Series 63 and Series 65 licenses. Mark is also registered in several states as a broker-dealer and investment advisor. Mark specializes in providing financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
01/04/2016 - Present
Raymond James & Associates, Inc. (WEST NYACK NY)
NY
10/17/1994 - 11/17/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WEST NYACK NY)
NY
03/22/1991 - 11/07/1994
GLEN RAUCH SECURITIES, INC. (NEW YORK NY)
MA
12/02/1985 - 03/04/1991
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NA
12/23/1980 - 12/13/1985
GABRIELE, HUEGLIN & CASHMAN INC.
IA
Issued 07/13/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/28/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/1981
Series 7 - General Securities Representative Examination
BC
Issued 12/20/1980
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Mark Marotta is the right advisor for you? Invested Better is here to help.
