Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Casey Compston is a registered representative with LPL Financial LLC. Mark has been in the financial services industry since 2009. Mark holds Series 7 and Series 66 securities licenses as well as the SIE exam. Mark has been registered with LPL Financial LLC since April 2024. Before joining LPL Financial LLC, Mark was a registered representative with Lincoln Financial Securities Corporation and Wells Fargo Advisors Financial Network, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
OH
04/26/2024 - Present
LPL Financial LLC (IRONTON OH)
OH
10/01/2020 - 04/25/2024
LINCOLN FINANCIAL SECURITIES CORPORATION (IRONTON OH)
OH
10/14/2013 - 10/05/2020
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (IRONTON OH)
OH
08/29/2012 - 04/25/2013
PNC INVESTMENTS (JACKSON OH)
WV
10/15/2008 - 06/18/2012
WELLS FARGO ADVISORS, LLC (HUNTINGTON WV)
BOTH
Issued 10/27/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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