Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Carlson Pedersen is a financial advisor with over 35 years of experience in the financial services industry. Mark is currently registered with Dempsey Lord Smith, LLC and has held previous positions at several other firms, including Sandlapper Securities, LLC, Harrison Douglas, Inc., and Freedom Financial, Inc.. Mark is committed to providing comprehensive financial planning and investment management services to individuals and families. Mark holds Series 7, 22, 24, 27, 63, 79TO, 99TO and SIE licenses and is registered in 19 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
GA
08/17/2017 - Present
Dempsey Lord Smith, LLC (ROME GA)
SC
05/20/2011 - 01/05/2017
SANDLAPPER SECURITIES, LLC (GREENVILLE SC)
NC
01/16/2004 - 05/17/2011
HARRISON DOUGLAS, INC. (MATTHEWS NC)
NE
06/10/2002 - 12/19/2003
FREEDOM FINANCIAL, INC. (OMAHA NE)
FL
07/20/2001 - 05/14/2002
EMPIRE FINANCIAL GROUP, INC. (LONGWOOD FL)
GA
12/22/1998 - 07/20/2001
CENTENNIAL CAPITAL MANAGEMENT, INC. (ATLANTA GA)
MD
03/13/1995 - 12/31/1997
H. BECK, INC. (ROCKVILLE MD)
MA
07/06/1992 - 12/31/1994
COMMONWEALTH EQUITY SERVICES, INC. (WALTHAM MA)
TX
01/03/1991 - 07/06/1992
KAVANAUGH SECURITIES, INC. (DALLAS TX)
NA
03/10/1989 - 01/15/1991
OPTIMA SECURITIES, LTD.
NA
06/06/1985 - 04/06/1989
ARUNDEL SECURITIES, INC.
NA
08/11/1988 - 03/15/1989
DEXTER YAGER SECURITIES, INC.
NA
02/12/1985 - 05/23/1985
INVESTORS SECURITY COMPANY, INC.
NA
09/11/1984 - 02/19/1985
MUTUAL BENEFIT FINANCIAL SERVICE COMPANY
BC
Issued 08/20/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/26/1989
Series 27 - Financial and Operations Principal Examination
BC
Issued 04/19/1989
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/1986
Series 7 - General Securities Representative Examination
BC
Issued 09/10/1984
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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